“Meaningful Use” and EHR Business Process Management

Short Link: http://j.mp/5wN38z

I attended the National Committee on Vital and Health Statistics hearing on “Meaningful Use” on Tuesday and Wednesday of this week. The NCVHS advises HHS on EHRs, among other things. The recent ARRA bill included billions for HIT but stipulated that only “meaningful use” of EHRs should qualify for financial incentives. However, the bill kicked the can of what meaningful use meant down the road. This hearing was about picking up the can and doing something useful with it. There were a lot of workflow and workflow-related ideas discussed.

I most liked this definition of meaningful use (from John Halamka, MD, a Boston CIO): Meaningful use is (or should be) “Processes and workflow that facilitate improved quality and increased efficiency.”

What struck me is that “processes and workflow that facilitate improved quality and increased efficiency” is essentially business process management applied to healthcare. The “business process management” industry is what the “workflow management systems” industry evolved into. EHR users need more than automated workflow; they need ability to systematically optimize the effectiveness, efficiency and flexibility of that workflow.

Optimizing clinical outcomes, optimizing patient satisfaction and optimizing practice productivity—are all forms of business process management applied to medical practice. An EHR “workflow management system” automates workflow; An EHR “business process management system” optimizes that workflow along dimensions that matter most to office-based physicians in private practice: clinical outcomes, patient satisfaction, and practice profitability.

You can think of this triad of clinical outcomes, patient satisfaction, and practice profitability as conceptually similar to what is called an objective function in operations research (of which I took a few courses as part of my Industrial Engineering degree). An objective function is the combination of things that need to be maximized, although sometimes at expense of each other (the trick is to find the workflow changes that are win-win-win in the sense that these tradeoffs are ameliorated or eliminated). You can think of automated workflow as a decision variable that is manipulated in order to find better workflow that will maximize the objective function value within a given environment (the set of constraints bounding the practically possible set of workflows).

Non-workflow-management-system-based EHRs are difficult to optimize in a business process management sense. Their workflows (decision variables) are highly constrained by the initial design decisions of the programmer. Their lack of easily changed workflow or process definitions makes it more difficult to systematically improve workflow in order to systematically improve clinical outcomes, patient satisfaction, and practice profitability.

To make this a bit clearer I’ve adapted a diagram from Process Aware Information Systems: Bridging People and Software Through Process Technology (Wiley-Interscience, 2005)

processawareehrlifecycle

EHR business process management adds EHR management and modeling tools to the EHR workflow management system portion of this diagram.

From page 11 of Process Aware Information Systems: Bridging People and Software Through Process Technology:

In the design phase, processes are designed (or redesigned) based on a requirements analysis, leading to process models. In the implementation phase, process models are refined into operational processes supported by a software system. This is typically achieved by configuring a generic infrastructure for process-aware information systems (e.g., a WFMS, a tracking system, a case handling system, or an EAI platform). After the process implementation phase (which encompasses testing and deployment), the process enactment phase starts—the operational processes are executed using the configured system. In the diagnosis phase, the operational processes are analyzed to identify problems and to find aspects that can be improved.

In order for EHRs to become business process management systems, capable of systematically optimizing clinical outcomes, patient satisfaction, and practice productivity, they must first become “process-aware.” The most logical process-aware information system foundation on which to implement an EHR is a workflow management system. EHRs capable of true meaningful use, that is, capable of “processes and workflow that facilitate improved quality and increased efficiency,” will need to incorporate both workflow management system and business process management technology into their designs.

(EHR) Workflow Management: Models, Methods, and Systems

Short Link: http://j.mp/6lbvOW

One of the most important researchers and writers about workflow management systems and business process management is Wil van der Aalst of the Eindhoven University of Technology. In 2002 Prof. van der Aalst and Kees van Hee published a book through MIT Press titled Workflow Management: Models, Methods, and Systems (WM:MMS) that has been remarkably influential.

workflow_management_models_methods_systems

(And no, I do not collect a commission if you click through and purchase this excellent book from Amazon!)

In WM:MMS, van der Aalst and van Hee present a history of software application architecture that places workflow management systems in historical context and argues that software applications will increasingly become workflow management systems or incorporate workflow management system features. While WM:MMS does not specifically address EHRs, I see no reason why EHRs would be exceptions to this predicted evolution. WM:MMS goes on to describe a notation for modeling workflow processes (called Petri nets), workflow management system functions and architecture, case studies, workflow management system development methodology, and a glossary of workflow management definitions.

Interestingly, Prof. van der Aalst gave one of the main keynotes at the 2004 MedInfo conference in San Francisco where he said that while he had looked through the two thick volumes of 300 hundred or so medical informatics papers and saw the word “workflow” a lot, it did not seem to be used in the way in which it is usually understood within workflow management systems research and industry. (By the way, I did catch up with Prof. van der Aalst afterward to confirm that my paper and poster did indeed discuss workflow in the workflow management systems sense.) This is consistent with my own experience. After a presentation on EHR workflow management systems, someone from the business process management industry will sometimes come up and say the same thing as Prof. van der Aalst. They’ve attended presentations about workflow but very few used the word “workflow” in a manner consistent with the way in which the word is used in the WfMS/BPM industry.

However, workflow management systems (and now business process management) ideas, terminology, and technology are finally beginning to gain traction in the health information technology industry. A great deal of credit for this progress is due to Soarian from Siemens, which is based on the TIBCO Staffware workflow management/business process management platform. Soarian’s use has won a major award from the Workflow Management Coalition.

Workflow management systems have also been used for a variety of “paper shuffling” purposes by hospital administrators and healthcare payers, but not so much in ambulatory medicine. This is too bad, since workflow engines uses workflow, or process, definitions to drive task execution and minimize what industrial engineers (I am one, or at least have a degree in IE) call cycle time and to maximize throughput. Workflows can be changed as circumstances require by editing these definitions (instead of requiring a programmer to rewrite and recompile computer code, and all the other associated tasks of testing, redeploying, retraining, and so forth). EHRs based on workflow management systems platforms would have much more usable workflow than many current EHRs without workflow engines and process definitions.

Twitter Updates About Dr. Gonzalzles’ Workflow Management EMR Presentation

Short Link: http://j.mp/8QUWct

Last week I attended a presentation by Dr. Armand Gonzalzles on “Workflow Management EMR Systems and the Primary Care Physician” at the HIMSS conference in Chicago.

workflow_management_emr_systems_slide

As an experiment and a means to share my experience I invited members of the EncounterPRO community to follow my twitter updates during that presentation. These “tweets” turned out to be a pretty concise outline of Dr. Gonzalzles’s salient points so I am posting them here.

introduction_dr_gonzalzles_himss

Especially interesting were the questions (starting about 11:11 AM) both in terms of quantity (I could only text fast enough to catch every other question) and quality (especially in the way they drilled down into the whole “workflow management” concept).

I include tweets here from the presentation that followed because that speaker specifically commented (12:17AM and 12:28AM) on both the relevance of Dr. Gonzalzles’ presentation and that the EHR he uses apparently has much more customizable workflow than is typical for most EHRs on the market.

(For those familiar with Twitter, I have reversed the order of the updates so that non-Twitter users can read in order from top to bottom. For those unfamiliar with Twitter, the following texts were entered by thumb and therefore the typos come with the territory!)

default_profile_normal chuckwebster Hi, am trying on Twitter for size and thought you might be interested. Am in Chicago at the Health Information Management Systems Society
10:59 PM Apr 4th from web
default_profile_normal chuckwebster Currently at Dr G’s talk, to begin 15 minutes
10:16 AM Apr 5th from txt
default_profile_normal chuckwebster About 120 attendees, not bad for sunday morning!
10:50 AM Apr 5th from txt
default_profile_normal chuckwebster Up to 200!
10:52 AM Apr 5th from txt
default_profile_normal chuckwebster Excellent presentation so far! (Mentioned my 2003 white paper EMR Workflow ManagementF The Workflow of Workflow)
10:56 AM Apr 5th from txt
default_profile_normal chuckwebster Slide: Workflow Definitions: The Heart of WFMS (screen capture of EncounterPRO’s workflow editor)
11:00 AM Apr 5th from txt
default_profile_normal chuckwebster …Customizable and anticipatory…
11:01 AM Apr 5th from txt
default_profile_normal chuckwebster …customization per specialty (primary care or specialist)…
11:03 AM Apr 5th from txt
default_profile_normal chuckwebster …favorite consultants referrals default workfow with correct phone number email etc…
11:05 AM Apr 5th from txt
default_profile_normal chuckwebster Assign work lists dependent on resource and role (nurse vs admin)…
11:06 AM Apr 5th from txt
default_profile_normal chuckwebster Resources: front desk, nurse, physican…
11:07 AM Apr 5th from txt
default_profile_normal chuckwebster 2 person vs 3 person office workflow …
11:08 AM Apr 5th from txt
default_profile_normal chuckwebster On the last side and in summary I was quoted!!!! “In the words of Chuck Webster, MD…”
11:08 AM Apr 5th from txt
default_profile_normal chuckwebster 11:08 AM Apr 5th from txt
11:08 AM Apr 5th from txt
default_profile_normal chuckwebster Question: How did patients react? Pleased! Excited! Legible prescriptions. E sign in. Decision support. Digital pictures of child in system
11:11 AM Apr 5th from txt
default_profile_normal chuckwebster How did you educated yourself about workflow? Cut out steps, combine steps, adjust workflow, combination reading and practical experience
11:12 AM Apr 5th from txt
default_profile_normal chuckwebster How interact with external paper oriented organizations? Scan in. Will be awkward until others catch up?
11:13 AM Apr 5th from txt
default_profile_normal chuckwebster Downtime? Twice in 10 years due to power outage. Used paper and reentered. One disaster: had backup so just inconvenient.
11:15 AM Apr 5th from txt
default_profile_normal chuckwebster Is it easy th change workflow (from student)? Yes. Value of workflow management system screens are anticipatory, easy to learn new sequence
11:16 AM Apr 5th from txt
default_profile_normal chuckwebster How change workflow? (Stubborn providers, resistance to change) Must prepare staff for change, show them the system, train them to comfort)
11:18 AM Apr 5th from txt
default_profile_normal chuckwebster Continued answer: learning curve is much shorter because sequence of screens fit each users role. Simple and fun to use
11:19 AM Apr 5th from txt
default_profile_normal chuckwebster What system do you use for 10 years? EncounterPRO from EncounterPRO Healthcare Resources (used to be JMJ)
11:20 AM Apr 5th from txt
default_profile_normal chuckwebster Are you tempted to change EHRs? No, EncounterPRO is still the easiest to use and mantain that I have seen
11:21 AM Apr 5th from txt
default_profile_normal chuckwebster Lots of questions!
11:22 AM Apr 5th from txt
default_profile_normal chuckwebster Dr G’s vision local ehr talking to local systems talking to state systems (no just concept, but hopefully in the near future it will happen)
11:25 AM Apr 5th from txt
default_profile_normal chuckwebster Smaller vendors or big vendors to get customizable workflow?: smaller
11:25 AM Apr 5th from txt
default_profile_normal chuckwebster Are you customizing workflow or code? Workflow, set up to shorten workflow for simpler problems.
11:27 AM Apr 5th from txt
default_profile_normal chuckwebster Did you have to draw your workflow? No EncounterPRO was already very close to my workflow.
11:28 AM Apr 5th from txt
default_profile_normal chuckwebster With emr workflow managment everythings flows smoothly (not like a hunt and peck word processor like most EHRs)
11:29 AM Apr 5th from txt
default_profile_normal chuckwebster Multiple workflows for multiple patients? Easy, workflow are based on diagnosis or treatment a different workflow is triggered
11:32 AM Apr 5th from txt
default_profile_normal chuckwebster How long to implement system? Are new codes or drugs problematic? Week! New stuff easy to add (or delete)
11:33 AM Apr 5th from txt
default_profile_normal chuckwebster Are you reimbursed for emails? Yes, not as much, but much less time
11:34 AM Apr 5th from txt
default_profile_normal chuckwebster Can pat ed materials be included in workflow? Does it save you time (less teaching)? Yes.
11:35 AM Apr 5th from txt
default_profile_normal chuckwebster Moderator: Dr G is Davies award winner and his winning application is on HIMSS website (and my blog!)
11:36 AM Apr 5th from txt
default_profile_normal chuckwebster Talk ends: 10 people crowd around DR G (ROI, lifestyle, and pat satisfaction)
11:40 AM Apr 5th from txt
default_profile_normal chuckwebster Is it certified? Yes
11:40 AM Apr 5th from txt
default_profile_normal chuckwebster Wow! That was intense trying to twitter an entire hour long talk. 40 tweets. I’ll see if I can get Dr G’s powerpoint and post it.
12:10 PM Apr 5th from txt
default_profile_normal chuckwebster Attending EHR For The Medical Practice (Kimker) presentation. MASSPRO (seen some wonderful forms for collecting workflow data from them)
12:13 PM Apr 5th from txt
default_profile_normal chuckwebster Big compliment to Dr G’s previous presentation on workflow (this pres is more about analyzing workflow)
12:17 PM Apr 5th from txt
default_profile_normal chuckwebster Redesign workflow to accommadate ehr vs beneft from ehr
12:14 PM Apr 5th from txt
default_profile_normal chuckwebster Been reflecting on Dr G’s questions, at least 6-7 actually used to phrase “workflow management system” including several solo practitioners
12:25 PM Apr 5th from txt
default_profile_normal chuckwebster Speaker said that Dr G’s ehr has specific workflows for specific tasks, but most EHRs cnnt do tht, so may have to use customized templates
12:28 PM Apr 5th from txt
default_profile_normal chuckwebster That’s it for ed sessions today. Nw to find a coffee house, get online, and do some work. Thnks fr following my twitter updates this morning
12:58 PM Apr 5th from txt
default_profile_normal chuckwebster Audience member caught up with me, is your system enterprise ready, what do you mean? Handle multiple specialty workflows, absolutely!
1:31 PM Apr 5th from txt

Currently Attending The 2009 HIMSS Conference In Chicago

Short Link: http://j.mp/8uPelK

I will be, or am, or was (depending on when you read this) at the 2009 HIMSS conference in Chicago from Saturday April 4th to Tuesday April 8th.

Dr. Gonzalzles’ presentation ”Workflow Management EMR Systems and the Primary Care Physician,” is on Sunday, April 5, at 9:45 AM – 10:45 AM in Room S403b at the McCormick Place Convention Center. If you attend I hope you will introduce yourself. Or email me at webster at encounterpro dot com (which I frequently check on my cell phone) if you’d like to get together to talk about EHRs, workflow management systems, or business process management. (Perhaps I should look into Twitter for this sort of thing.)

P.S. I actually feel a little guilty that this post is so short. While I originally intended to post only intermittently, I have in fact posted once a week for two months. This might be becoming a habit. In fact, I’m beginning to look forward to each post a bit like a columnist (“Another deadline! What will I write about?”) but also a bit like a novelist dealing with unruly characters (“What’s going to happen next?”).